Under the direction of the Director or designee, the Regulatory and Compliance Specialist I is responsible for ensuring research regulatory affairs and compliance with federal and state regulations and institutional policies and procedures. Responsibilities ESSENTIAL DUTIES Gather data, review, and triage the submissions of various initial and continuing review requests e

Examine, assess, and document business operations and procedures to ensure data integrity, data security and process optimization. Investigate, recover, and resolve all types of claims as well as recovery and resolution for health plans, commercial customers, and government entities. Investigate and pursue recoveries and payables on subrogation claims and file management.

Assists the Research Integrity Officer (RIO) and other team members with research integrity investigations. Receives, investigates, documents, and tracks research integrity complaints from workforce members, patients and/or family members. Coordinates with stakeholders, including HR, to develop and implement timely responses to issue reported including corrective action p

Provide review and drafting support for fund disclosure and reporting documents, working with an assigned attorney and in a document production tool, for mutual fund and ETF SEC registration statements (including, but not limited to, prospectuses, statements of additional information, supplements and Part Cs). Distribute SEC registration documents for comment; analyze, pr